Do you have Compliance experience in the UK Insurance industry? Are you familiar with the FCA handbooks? Then this home based role could be for you.
The Compliance/Risk Assistant will provide day to day support to the compliance team at this busy national Insurance brokers. This role is essential in ensuring smooth processes, maintaining accurate records, and delivering a positive risk experience.
Key Responsibilities
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Coordinate, research and draft Member firm risk reviews
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Issue annual risk reviews to Appointed Representatives (AR’s)
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Assist in Risk Control Self Assessments
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Quality checking data in Complaints, Breaches, Advertising and FP logs on a monthly basis
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Assisting in changes to FCA register (assisting in submitting CF1 Applications and making changes to firm details)
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Downloading and creating Risk Management Information (MI) Packs
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Preparation of Risk Committee MI pack
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Assist in issuing Risk/compliance communications to ARs
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Assist in Compliance policy reviews & related AR training
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Assist in management of Data Protection Breaches – documenting whether the Information Commissioner’s Office notifications are required.
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Assist with Product Governance reviews including Fair Value documentation and Distributor requests from Insurers, Managing General Agents and Wholesale Brokers
Experience Required
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At least 5 years’ experience in Financial Services Compliance/Risk roles.
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Able to navigate FCA handbooks, review FCA communications,
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Ability to review/draft compliance policies/processes
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Able to work with senior stakeholders
The role is almost completely home based (with occasional trips to the nearest office). The company are great to work for with a solid salary and package and great opportunities to progress your career in the Insurance industry.
Apply today if you have the relevant Insurance compliance experience
