Job category: Banking, Finance, Insurance. Stockbroking
Contract: Permanent
Remuneration: Market Related
EE position: Yes
About our company
The JSE recognises that its success and strength depend on the quality of its employees. We are committed to fostering a culture of continuous learning and high standards of performance. Our employee wellness programme is designed to encourage work-life balance for employees. We naturally seek to empower staff and encourage diversity and opportunities for all.
Introduction
To monitor and review trading activity of JSE listed security with the objective of identifying market abuse and the referral thereof to the Financial Sector Conduct Authority for further investigation. To monitor trading activity and ensure compliance with the JSE trading rules.
Key Performance Areas (KPAs)
Insider trading reviews across all asset classes (cash equities, equity derivatives, corporate bonds)
- Real time monitoring and review of significant share price and share volume reactions
- Monitor and review price-sensitive company announcements falling on your allotted roster
- Preparation and presentation of referral documentation to the Financial Sector Conduct Authority for further investigation at monthly market abuse meetings
- Provide ongoing support to the FSCA investigations until the completion of the investigation
Price manipulation reviews across asset classes (cash equities, commodity derivatives, bond market)
- Monitor and independently conduct reviews of allegations of prohibited trading practices to identify prohibited trading practices
- Review and signoff of market abuse alerts
- Conduct quarterly alert optimization reviews
- Real time monitoring and review of share price reactions to identify prohibited trading practices
- Preparation and presentation of referral documentation to the Financial Sector Conduct Authority for further investigation at monthly meetings
- Provide ongoing support to the FSCA investigations
Derivative profit and loss reviews
- Execution of derivative profit and loss reviews
- Adjudication of error trades across asset classes
- Execution of all other surveillance processes in line with agreed timelines
Minimum Requirements:
- Degree in Financial/Quantitative Field (Maths, Engineering, Physics, Computer Science, Data Analytics, Big Data, etc.)
- 5 years' experience preferably in market surveillance
- Market surveillance experience from another exchange would be a huge advantage
Knowledge and Skills required:
- Experience in interacting with the front office (i.e. experience in a middle office role)
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