A well respected International bank based in the heart of the City of London have a part-time maternity contract role within their busy Compliance team. This is a hybrid role (2 days in the office 3 days from home), working 2-3 hours every day. Interested applicants must be available at short notice as well as having gained 1-2 years proven Compliance Monitoring work experience within a banking environment coupled with strong knowledge of FCA regulations & Monitoring. Duties will include:-
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Monitor investment guideline and regulatory reports using internal monitoring systems.
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Review automated compliance reports and identify exceptions.
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Escalate any breaches, warnings or unusual findings.
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Maintain records of monitoring activities.
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Monitor investment restriction reports.
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Review issuer limits, liquidity limits & other automated monitoring reports
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Escalate any breaches to the Compliance team.
Good Excel skills are required
