Fisher Investments Europe is looking for an experienced suitability reviewer to join an internal business assurance team. The Opportunity: The PCA group provides regulated financial and investment advice to potential clients and all existing clients in the UK and across Europe. As a Business Assurance Analyst, you will review and assess suitability reports related to money purchase pensions, ISAs, General Investment Accounts, investment bonds (onshore and offshore) and trusts to ensure that all financial and investment advice recommendations are in our clients' best interests and meet internal standards. The Day-to-Day: Review suitability reports to ensure that any financial and investment advice given to potential and existing clients meet the overarching suitability requirements of the Financial Conduct AuthorityProactively contact internal clients and seek further information and any necessary clarificationsProvide feedback to report writers and respond to any follow-up enquiriesProvide feedback to the Training Program Manager within the PCA group on areas that require further improvement and development in the advice teamDiscuss possible process improvements with management and senior managementAttend roundtable meetings with report writers to discuss themes identified in reviews and suggest areas for improvementYour Qualifications: University graduate or equivalent combination of education/experienceLevel 4 qualified – Diploma in Financial Planning/Regulated Financial PlanningLevel 6/Chartered status would be an advantage, as would AF3/G60 PTS qualificationVery strong understanding of financial planning principles with a specialism in pension planningVery strong understanding of the FCA's COBS requirements for suitabilityExperience in file reviewing personal recommendations for retail clientsExplain complex issues in writing and face-to-faceDynamic people skills with the ability to provide an efficient, professional and courteous service to internal clientsWhy Fisher Investments Europe: The global Fisher organisation distinguishes itself by putting clients first, providing unmatched service, and taking a personalised approach to investing. You can feel confident knowing that we align with our clients’ best interests by using a simple and transparent fee structure and recognised European custodians. It’s the people that make the Fisher purpose possible, and to help our employees meet their long-term goals, we offer an array of benefits, including:100% paid premiums for our top-tier supplemental medical, dental and annual health screening plans for employees and their qualified dependents28 days annual leave, with the ability to purchase up to 3 additional days per year, plus up to 8 paid holidaysEnhanced maternity pay package with 16 weeks’ top up to full base pay for eligible employees$10,000 fertility, hormonal health and family-forming benefitA retirement pension plan, featuring a 9% company contribution of base pay with an additional company match of up to 5% of base pay on personal contributionsGym subsidy of up to £50 per monthEmployee Assistance Program and other emotional wellbeing servicesA collaborative working environment that practises ongoing training, educational support and employee appreciation eventsEmployees residing outside of the US will be eligible for the $10,000 equivalent in their local currency. FISHER INVESTMENTS EUROPE IS AN EQUAL OPPORTUNITY EMPLOYER
