Requirements
A business, economics, accounting, finance or Mathematics degree or similar with 3 to 5 years of experience in the financial sector and/or trade exchange environment within the financial services industry. The candidate must also demonstrate an understanding of financial markets, financial instruments and the mechanics of Market Infrastructures. Good knowledge of corporate governance frameworks. Good knowledge and experience in financial analysis and risk management are essential.
Key Performance Areas
- Assist in Identifying shortcomings and anomalies to the financial industry and compliance framework;
- Assist in proposing changes to the compliance framework and assist the Department with the implementation of such changes;
- Assist to develop and maintain an effective and efficient supervisory framework within the context of the approved legislation;
- Assist with the monitoring of compliance with the provisions of the Financial Markets Act and subordinate legislation;
- Assist to plan and conduct inspections;
- Liaise with and render appropriate regulatory guidance to stakeholders after consultation with the Manager;
- Assist in conducting investigations regarding Market Infrastructures and to ensure that all relevant complaints are dealt with; and
- Apply risk assessment and risk management techniques.
Other Key Competencies
The applicant must demonstrate the following skills and attributes: strong analytical abilities, attention to detail, active listening, critical thinking, strong financial and numeracy skills, good communication skills (verbal and written), ability to work in a team, Ability to work independently with minimal supervision, innovative and strategic thinking. The candidate must be confident and decisive, approaching all tasks in a professional manner.
the candidate must know and understand how the financial markets function; how to develop financial policies; how the trading exchange environment functions; exposure and/or eexpperience on Quantitative Analysis. Supervisory background would be an added advantage.
