As a Compliance Specialist you will oversee and ensure compliance with regulatory requirements, with a particular focus on employee benefits, pension funds, and the Financial Advisory and Intermediary Services (FAIS) Act.
The ideal candidate needs to have a deep understanding of the regulatory landscape and a proven track record in implementing and managing compliance programs in the financial services sector.
Duties and Responsibilities Include: - Monitor and ensure adherence to all relevant regulations and industry standards, including those related to employee benefits, pension funds, and FAIS.
- Develop, implement, and maintain compliance policies and procedures tailored to the financial services industry.
- Conduct regular audits and assessments to ensure ongoing compliance with internal policies and external regulations.
- Oversee compliance aspects related to employee benefits programs, including health insurance, retirement plans, and other benefits.
- Ensure compliance with regulations governing pension funds and related investment activities.
- Manage compliance with the FAIS Act, including ensuring that advisory and intermediary services meet regulatory standards.
- Provide training and guidance to staff on compliance-related matters and industry regulations.
- Prepare and submit required regulatory reports and documentation in a timely and accurate manner.
Requirements: - BCom in Law/LLB Degree
- Diploma/Certification in Compliance Management (advantageous)
- Minimum 5 6 years of experience in compliance management in the financial services sector
- FAIS experience required
- Experience with employee benefits and pension funds (advantageous)
- Excellent communication and report writing skills
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