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Compliance Data Analyst (Prescient Fund Services)

MaxFund, Inc. • Other • Cape Town, Western Cape, South Africa • $200 - $300 / year • 1d ago

Compliance Data Analyst (Prescient Fund Services)

To provide compliance data collation and analysis expertise to a niche investment compliance team supporting a diversified financial service offering, which includes Investment Management, Fund Services, Wealth Management and Retirement Fund solutions.

DUTIES & RESPONSIBILITIES

Collation and analysis of data required for portfolios that are compliant with REG28, CISCA, SARB and ASISA.
Classification of instruments in terms of Regulation 28, ASISA, SARB (Asset Allocation, C23, C48, B16).
Liaising with asset managers to collate all portfolio holdings and look-through data in various reporting systems.
Compiling ASISA, FSCA and SARB quarterly reporting.
Assist with ensuring correct rule set-up on various compliance and reporting systems.
Assist with enhancement to reports as required from time to time by the Regulator.
Compliance Static Data Management.
Working with the data management team in order to carry out instrument data reviews, “clean-ups” and pass on knowledge around compliance aspects of static instrument data and data management.
Ad-hoc investment and regulatory compliance tasks, as required.

REQUIRED EXPERIENCE

Approximately 1-2 years’ experience in a Compliance Data related role gained from an Asset Management/related environment.
Sound foundational understanding and exposure to the various applicable legislations including, but not limited to:
- CISCA, SARB Classifications, Reg 28, Board Notice 90 and Board Notice 52.
Knowledge of ASISA Standard and associated Guidelines.
Sound foundational understanding and exposure to financial markets.
Preferably exposure to relevant investment systems as well as Compliance software i.e. Fundamental, Moonfire.

REQUIRED QUALIFICATIONS

Relevant Tertiary Qualification for example: degree or diploma in finance/commerce/law/information technology and systems (or studying towards a relevant tertiary qualification).

KEY COMPETENCIES

Ability to work with large volumes of data from different systems and distil data for regulatory reporting purposes (SARB, Reg 28 submissions).
Ability to work under time pressure around submission deadline times.
Highly organized and good time management skills.
Strong problem-solving ability.
Ability to research (new funds and instruments).
Able to work well on one’s own as well as in a team environment.
Accuracy and attention to detail is of the utmost importance.
Self-starter who is self-driven and self-directed.
Strong work ethic.
Honesty and integrity.

WHY THIS ROLE?

This is a brilliant opportunity to apply your skills and experience in support of a dynamic, highly competent investment Compliance team and grow your understanding of the asset management environment. This opportunity promises excellent exposure, growth, challenge, and reward.

INTERESTED? APPLY NOW

Position: Compliance Data Analyst (Prescient Fund Services)

By applying for a role at Prescient, you explicitly acknowledge and understand that we, our appointed third-party service providers whom we utilise to facilitate requisite background checks, verifications and screenings, will collect and process your personal information. For more information on the type of data that we will collect and process, either in-house or by our third-party appointed service providers, please click here to access our Group Data Privacy Policy. Retention of your personal information is governed by the Prescient Retention Policy.