As a Compliance Officer, you will play a critical role in ensuring our organization adheres to regulatory requirements and internal policies. Your expertise will help the organization navigate the complexities of the financial services landscape while maintaining a strong commitment to ethical practices and regulatory compliance.
Duties and responsibilities include: - Monitor and ensure adherence to FSCA regulations and industry standards, including Category 1 licensing requirements.
- Identify, assess, and mitigate compliance risks within the organization. Develop and implement risk management strategies.
- Create, review, and update compliance policies and procedures to ensure they meet regulatory requirements and industry best practices.
- Conduct training sessions and workshops for staff on compliance-related topics and promote a culture of compliance within the organization.
- Prepare and submit regulatory reports and documentation in a timely and accurate manner. Liaise with regulatory bodies as required.
- Manage internal and external audits and conduct investigations into compliance issues or breaches.
- Provide guidance and advice to senior management and other departments on compliance matters and regulatory changes.
Requirements: - B.Com in Law/Internal Audit/Risk Management/LLB
- FSCA category 1 approved compliance specialist
- RE1 and RE5 (Advantageous)
- Diploma/ Certification in Compliance management (advantageous)
- CISA Memberships (advantageous)
- Minimum 3 5 years of experience in compliance management in the financial services sector
- Knowledge on insurance risk, legal compliance, FAIS, FICA, POPI, TCF
- Excellent communication and report writing skills
Apply now: If you are interested in this opportunity, please apply directly. For more finance jobs, please visit: