Requirements
- Knowledge of the financial services industry
- Minimum of 2 years' experience in compliance, risk management or legal within the financial services industry
- Attention to detail
- Analytical and Risk management skills
- Communication skills
- Delivery focused and deadline driven
- Interpersonal skills
- Collaboration skills
- Tertiary qualification: A degree or diploma in Risk Management / IT / Finance / Internal Audit / Law / Finance
- Registered Compliance Officer with the FSCA and RE Exam completion is advantageous
- Proficiency in MS Office Suite
Compliance Duties
- Basic knowledge of FICA, FAIS & POPIA
- Perform transactional monitoring for the FNZ business
- Conduct compliance monitoring across business clients
- Monitor internal compliance risk management controls
- Ensure compliance with relevant legislation for FNZ SA and its clients, where required
- Maintain records of compliance monitoring findings and related reporting
- Communicate findings and feedback to business and clients
- Participate in client compliance
- Provide assistance and guidance to the business
- Conduct daily sanction screening for PEPs, terrorists, persons of interest, and communicate findings
- Monitor business transactions and processes in accordance with various pieces of legislation
Data & Risk Management Duties
- Data analysis skills
- Basic coding experience in programming languages/data manipulation tools such as R, Python, or SQL, which is advantageous
- Translate user requirements into highly specified reporting
- Reduce manual tasks and direct costs while providing efficiencies through the use of technology
- Basic understanding of databases, data visualization, and data management
- Perform risk assessments
- Analyze risk events/incidents
- Conduct root cause analysis
- Project management knowledge
- Identify risks and controls
- Assist with risk management activities
- Support the identification and assessment of risks within the enterprise and operational risk categories
- Engage in continuous monitoring and evaluation of the risk landscape, recommending improvements to risk management practices and controls
About FNZ
FNZ is committed to opening up wealth so that everyone, everywhere can invest in their future on their terms. We know the foundation to do that already exists in the wealth management industry, but complexity holds firms back.
We created wealth’s growth platform to help. We provide a global, end-to-end wealth management platform that integrates modern technology with business and investment operations, all in a regulated financial institution.
We partner with over 650 financial institutions and 12,000 wealth managers, with US$1.5 trillion in assets under administration (AUA).
Together with our customers, we help over 20 million people from all wealth segments to invest in their future.
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