Nicholas Howard are delighted to be recruiting for a Compliance Officer to join a well established and growing specialist FCA regulated mortgage lending client, supporting the ongoing development of the compliance function. As a fast moving business, there is a great opportunity here for an ambitious and driven compliance professional to really make an impact on the business, taking a broad involvement in a range of activities.

What are we looking for?

The ideal candidate will be looking to progress their career in compliance, with some good initial exposure to mortgages under their belt, and comfortable in a wide ranging 2LOD role covering different areas of compliance including monitoring, reviews, complaint handling, QA, reporting, and ensuring regulatory processes are being followed and are fit for purpose. This will extend to financial crime and AML, supporting with colleague training, and will need good knowledge of current FCA regulatory requirements and MCOB.

What's on offer?

As a growing business, with a developing compliance function, the role offers an opportunity to have involvement in a variety of projects and areas of work and exposure to working with all levels of stakeholders, up to board and exec level. With a supportive and empowering management team, coupled with strong relationships across the business, the role is there to be shaped and well suited to a candidate who is keen to add value and take on increasing responsibility. This is supported by a fast moving culture, where decisions and actions can be taken and executed quickly.

The role is based in London and hybrid (3 days in the office), full time, and comes with a competitive salary, bonus and benefits.

Nicholas Howard Ltd

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Compliance Officer - Mortgages