Job DescriptionOur client is a premier global asset manager
This role has responsiblity for managing all front office system related alerts, and rules amongst other activities
Detailed Responsibilities
- Front Office System oversight and management
- Wall crossings and Front Office System list updates
- Pre and post trade alert analysis
- Regulatory disclosures
- Front Office System rule coding for new accounts and/or new investment guidelines
- Change in Control process
Regulatory Responsibilities:
- Compliance with those aspects of the FCA’s Senior Managers and Certification
- Regime which apply to you - including adherence to the Conduct Rule
- Take proactive steps to keep up to date with regulatory updates to ensure a detailed understanding of compliance pertinent to your work
- Be open and transparent in the way you deal with our clients
- Ensure that wherever possible the interests of our clients are put first
Risk:
- Be aware of the risks to the firm, and to its clients, of your actions and responsibilities
- Ensure that as these risks change, or new risks arise, these changes are clearly communicated throughout the firm as appropriate
- Manage these risks appropriately including involving your line management and the Chief Risk Officer as necessary
Experience
- Number of years in asset management or other comparable financial services roles
- Technical and practical expertise in front office systems
- Knowledge of ALADDIN highly beneficial
Please note candidates will be expected to be in the office for three days per week