Job Description
A position is available within a leading Financial Services company, for a Compliance Officer.
Some duties include:
•Analyse and interpret regulation and legislation, and using a risk-based approach
•Compiling monitoring plans indicating the compliance monitoring methodology used and the frequency thereof
•Advise and provide guidance to management on systems, policies, processes and controls implemented to enable compliance
Requirements:
•Legal degree
•Compliance qualification is advantageous
•3-6 years’ as a Compliance Officer within Financial Services
•Understanding of FAIS, FICA, POPIA etc
If you would like to apply for this position, please send transcripts with applications.
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