Job Description12 MONTHS CONTRACT
Highlighted below are some of the incumbent’s key responsibilities.
▪ Assist the Compliance team with day-to-day support to the London Business on all regulatory matters.
▪ Assisting in training the London branch on regulatory changes
▪ Assisting with regulatory reporting
▪ Assisting with Compliance Monitoring
Core Responsibilities
▪ Support the team with compliance monitoring reviews.
▪ Assist with the completion of regulatory reports,
▪ Assist with the internal processes relating to breaches and gifts and hospitality.
▪ Assist with customer complaints handling.
▪ Assist in collating information/MI for submissions to London committees, Head Office and the UK regulators etc.
▪ Provide administrative support, creating, reviewing, and updating policies and procedures.
▪ Assist with the preparation of training material and other presentations as required.
▪ Assist with financial crime related tasks including payments screening and requests for information (RFIs) as and when required.